We offer a range of investment advisory and consulting services to retail investors. We manage investment accounts on both a discretionary and a non-discretionary basis. A discretionary account allows us to buy and sell investments in your account without asking for your approval in advance. A non-discretionary account means that you decide what investments to buy and sell. Our cumulative minimum account requirement for opening and maintaining an account is $10 million. However, we may, in our sole discretion, accept lower amounts or require higher amounts, depending on the complexity of the mandate. Investment advisory client accounts are monitored on an ongoing basis by members of Sonen’s Investment Team. We do not limit the types of investments that we recommend.
For additional information, please see our Form ADV Part 2A, Items 4, 7, 13 and 16.
When we act as your investment adviser, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they affect the recommendations we provide you. Here is an example to help you understand what this means.